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Self-regulatory organizations
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#	Item
201	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 28, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-28 14:04:32 Law 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Philadelphia Stock Exchange NASDAQ United States Costs Economy of the United States Self-regulatory organizations United States securities law
202	Report on Transactions In Municipal Securities Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2004-06-30 16:34:45 Securities Self-regulatory organizations Security Stock market Repurchase agreement Securities market United States securities law U.S. Securities and Exchange Commission Bond Financial economics Finance Economics
203	IMPORTANT INFORMATION ABOUT OPENING A NEW ACCOUNT 2014 Add to Reading List Source URL: www.louiscapital.com Language: English Financial regulation Self-regulatory organizations Computer law United States federal banking legislation Investment Securities Investor Protection Corporation Patriot Act Financial Industry Regulatory Authority Internet privacy Privacy law Law Ethics
204	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMay 5, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-05 11:41:18 Financial economics Financial markets United States Securities and Exchange Commission Financial system Business Consolidated Tape Association Securities Exchange Act New York Stock Exchange Euronext NYSE Euronext United States securities law Self-regulatory organizations
205	18 of 19 Exhibit 5 Additions underlined. Deletions [bracketed]. NYSE Arca Options Proprietary Market Data Fees Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-05 16:31:07 Pacific Exchange Economy of the United States United States Self-regulatory organizations NYSE Arca New York Stock Exchange
206	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 23, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-23 19:18:38 Economy of the United States Financial regulation Securities Exchange Act United States U.S. Securities and Exchange Commission NASDAQ SEC filing United States securities law United States Securities and Exchange Commission 73rd United States Congress
207	Teachers Workshop Program Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2010-07-19 17:29:21 Financial regulation Financial Industry Regulatory Authority Government Economy of the United States Commodity Futures Trading Commission Mary Schapiro NYSE Euronext Self-regulatory organizations Elisse B. Walter U.S. Securities and Exchange Commission
208	National Examination Risk Alert By the Office of Compliance Inspections and Examinations 1 In this Alert: Topic: Duties of broker-dealers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-19 11:51:08 Business Finance 73rd United States Congress United States Securities and Exchange Commission Self-regulatory organizations Municipal Securities Rulemaking Board Securities Act Due diligence Securities Exchange Act Financial economics Economics United States securities law
209	PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF NEW MEXICO PUBLIC EMPLOYEES RETIREMENT BOARD P.O. Box 2123 Santa Fe, New MexicoVoiceFax www.pera.state.nm.us Add to Reading List Source URL: www.pera.state.nm.us Language: English - Date: 2015-04-27 11:56:08 Finance Governmental Accounting Standards Board Business Pension GASB 45 Other postemployment benefits Accountancy United States Generally Accepted Accounting Principles Self-regulatory organizations
210	4250 Veterans Memorial Hwy Add to Reading List Source URL: www.americanportfolios.com Language: English Financial system Investment Securities Securities Investor Protection Corporation Financial Industry Regulatory Authority Security Depository Trust & Clearing Corporation Financial economics Self-regulatory organizations Finance

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